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Seth Gunderson

Western Wealth Management LLC
23 Years of Experience
Broomfield, CO
2 DisclosuresBrokerSells Insurance
View SEC Summary
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Seth Gunderson is a registered investment advisor at Western Wealth Management LLC, based in Broomfield, CO, with 23 years of industry experience. Seth is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Charitable Giving, Divorce Planning, Education Planning, Estate Planning, and 6 more. Their firm serves 11,253 clients with $5.4B in assets under management.

Western Wealth Management LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
113 advisors
Number of Clients
11,253 clients
Average Client Portfolio
$476K average
Assets Under Management
$5.4B

Fee Structure

Planning is included in investment management
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any3.00%

Maximum annual fee for comprehensive portfolio management will not exceed 3.0% of assets under management. Alternatively, a flat fee not to exceed 2.5% or a negotiated flat rate may apply. Fees are negotiable.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

Broomfield, CO

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History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
June 2010
Settled
Customer Dispute
February 2008
Denied
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

Seth is affiliated with Western Wealth Management as a DBA for LPL business and as a Registered Investment Advisor, spending nearly full-time in this role. Seth also sells non-variable insurance products including life, health, long-term care, and fixed annuities, dedicating minimal time to this activity.

Employment History
Current Registrations
Western Wealth Management LLC
June 2016 - Present · 10 yrs 4 mos
LPL Financial LLCBroker
August 2014 - Present · 12 yrs 2 mos
Previous Registrations
Western Wealth Management LLC
August 2014 - June 2016 · 1 yr 10 mos
Raymond James Financial Services Advisors, INC
September 2010 - August 2014 · 3 yrs 11 mos
Raymond James Financial Services, INC.Broker
August 2010 - August 2014 · 4 yrs
Wells Fargo Investments, LLC
September 2007 - August 2010 · 2 yrs 11 mos
Wells Fargo Investments, LLCBroker
September 2007 - August 2010 · 2 yrs 11 mos
Key Investment Services LLC
February 2006 - September 2007 · 1 yr 7 mos
Key Investment Services LLCBroker
January 2006 - September 2007 · 1 yr 8 mos
Mcdonald Investments INC.Broker
July 2004 - January 2006 · 1 yr 6 mos
U.S. Bancorp Investments, INC.Broker
September 2002 - February 2004 · 1 yr 5 mos
State Registrations16 states
AKAZCACOFLIAKYMEMNMONCNMNVOKORSC
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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