William Barton is a registered investment advisor, based in Benton, AR, with 21 years of industry experience.
Location
Benton, AR
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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William works as an advisory representative of a Registered Investment Advisor (RIA) called CIRA. This activity is investment-related and takes about half of his time.
Employment History
Current Registrations
Cambridge Investment Research, INC.Broker
June 2020 - Present · 6 yrs 1 mo
Cambridge Investment Research Advisors, INC.
June 2020 - Present · 6 yrs 1 mo
Cambridge Investment Research, INC.
June 2020 - Present · 6 yrs 1 mo
Previous Registrations
Hilltop Securities INC.
January 2017 - June 2020 · 3 yrs 5 mos
Hilltop Securities Independent Network INC.Broker
January 2017 - June 2020 · 3 yrs 5 mos
Hilltop Securities INC.Broker
January 2017 - June 2020 · 3 yrs 5 mos
Hilltop Securities Independent Network INC.
January 2017 - June 2020 · 3 yrs 5 mos
Msi Financial Services, INC.
April 2012 - December 2016 · 4 yrs 8 mos
Msi Financial Services, INC.Broker
October 2011 - December 2016 · 5 yrs 2 mos
Metlife Investors Distribution CompanyBroker
October 2011 - July 2016 · 4 yrs 9 mos
New England SecuritiesBroker
October 2011 - January 2015 · 3 yrs 3 mos
Tower Square Securities, INC.Broker
October 2011 - September 2013 · 1 yr 11 mos
Walnut Street Securities, INC.Broker
October 2011 - September 2013 · 1 yr 11 mos
Swbc Investment Company
August 2007 - November 2011 · 4 yrs 3 mos
Swbc Investment Services, LLCBroker
August 2007 - November 2011 · 4 yrs 3 mos
NFP Securities, INC.
June 2006 - August 2007 · 1 yr 2 mos
NFP Securities, INC.Broker
June 2006 - August 2007 · 1 yr 2 mos
Investment Professionals, INC.
May 2005 - May 2006 · 1 yr
Investment Professionals, INC.Broker
August 2004 - May 2006 · 1 yr 9 mos
State Registrations3 states
ARIATX
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.