Sapan Vyas is a registered investment advisor at Kimelman & Baird, LLC, based in New York, NY, with 23 years of industry experience. Their practice areas include Investment Management. Their firm serves 260 clients with $1.4B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Kimelman & Baird offers two investment management fee programs:
Asset Based Fee Program (ABFP):
- Under $1,000,000: 1.50% per year
- $1,000,000 - $5,000,000: 1.25% per year
- Over $5,000,000: 1.00% per year
This program covers investment advisory services, custody, trade execution, and settlement. There are no transaction costs.
Asset and Transactional Based Fee Program (ATBFP):
- Under $1,000,000: 1.25% per year (Equities), 0.25% per year (Fixed Income and Cash)
- Over $1,000,000: 1.00% per year (Equities), 0.25% per year (Fixed Income and Cash) on the first $5,000,000
- $5,000,001-$10,000,000: 0.75% per year (Equities), 0.25% per year (Fixed Income and Cash)
- Over $10,000,000: 0.50% per year (Equities), 0.25% per year (Fixed Income and Cash)
In addition to the above fees, clients pay transactional charges on each trade of $0.07 to $0.15 per share.
Location
800 Third Avenue, Suite 2300, New York, NY, 10022
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Sapan is a member of the Board of Trustees for the Bronx Children's Museum, organizing fundraising events. He also serves as Chair/Member of the Investment Committee, dedicating minimal time to these volunteer positions.
Employment History
Current Registrations
Kimelman & Baird, LLC
Kimelman & Baird, LLCBroker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.