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Sarah Hautman

23 Years of Experience
Leawood, KS
Broker

Sarah Hautman is a registered investment advisor at Northwestern Mutual Investment Services,llc, based in Leawood, KS, with 23 years of industry experience. Sarah operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 1 clients.

Compensation
Fixed/Hourly
Firm Size
2117 advisors
Number of Clients
1 client
Average Client Portfolio
Not specified

Fee Structure

Investment management only (planning not offered)

NMIS does not manage accounts directly for individual clients. NMIS provides referral services to other investment advisors and fixed income advice to other investment advisors.

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Location

5251 W 116th Pl Ste 300, Leawood, KS, 66211

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Northwestern Mutual Investment Services,llc
March 2009 - Present · 17 yrs 2 mos
Northwestern Mutual Investment Services, LLCBroker
March 2009 - Present · 17 yrs 2 mos
Previous Registrations
Raymond James & Associates, INC.Broker
July 2008 - February 2009 · 7 mos
Raymond James & Associates, INC.
May 2008 - July 2008 · 2 mos
Raymond James & Associates, INC.Broker
May 2008 - July 2008 · 2 mos
Northwestern Mutual Wealth Management Company
February 2007 - April 2007 · 2 mos
Northwestern Mutual Investment Services, LLCBroker
January 2003 - May 2008 · 5 yrs 4 mos
Woodbury Financial Services, INC.Broker
August 2002 - August 2002 · 0 mos
State Registrations3 states
FLKSMO
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Sarah Hautman - Financial Advisor | TrueAdvisor