John Thompson is a registered investment advisor at LPL Financial LLC, based in Providence, RI, with 23 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
245 Waterman Street, Suite 301, Providence, RI, 02906
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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John operates J.W. Thompson Investments as a DBA for his LPL business, dedicating full-time hours to it. He also provides investment advisory services through J W Thompson Investments LLC, an independent investment advisor firm, spending full-time hours on this activity as well.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Jw Thompson Investments LLC
Previous Registrations
Cantella & CO., INC.
Cantella & CO., INC.Broker
State Registrations3 states
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