Judith Lu
Judith Lu is a registered investment advisor at Blue Zone Wealth Advisors, LLC, based in Los Angeles, CA, with 16 years of industry experience. Judith operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Charitable Giving, Education Planning, Estate Planning, Financial Planning & Coaching, and 3 more. Their firm serves 170 clients with $560M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Blue Zone Wealth Advisors offers two investment management services:
- Comprehensive Portfolio Management: Fees are charged either as a percentage of your portfolio or as a fixed fee, not exceeding 1.50% annually or $10,000,000 respectively. A combination of both may be negotiated, but the total will not exceed 1.50%. Fees are billed quarterly.
- Asset Management: The maximum annual fee is 1.25% of your portfolio, billed quarterly.
Fees are negotiable and deducted from your account. If third-party money managers are used, the combined annual fee will not exceed the stated maximums. Clients receive statements from their custodian showing market values and fee disbursements.
Location
11812 San Vicente Blvd., Ste. 250, Los Angeles, CA, 90049
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Judith is an insurance agent located in Los Angeles, CA. The filing does not specify the types of insurance sold or time commitment.
Employment History
Current Registrations
Blue Zone Wealth Advisors, LLC
Previous Registrations
Miracle Mile Advisors, LLC
City National Securities, INC.
UBS Financial Services INC.
UBS International INC.
UBS International INC.
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.