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JB
CFP
JB
CFP

Jay Barish

Commonwealth Financial Network
23 Years of Experience
Cary, NC
1 DisclosureBrokerSells Insurance
View SEC Summary
View SEC Summary

Jay Barish is a CFP-designated registered investment advisor at Commonwealth Financial Network, based in Cary, NC, with 23 years of industry experience. Jay is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Alternative Investments, Annuities, Business Owners, Charitable Giving, and 10 more. Their firm serves 360,488 clients with $210B in assets under management.

Commonwealth Financial Network
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
2904 advisors
Number of Clients
360,488 clients
Average Client Portfolio
$590K average
Assets Under Management
$212.7B

Fee Structure

Minimum Investment:$25K
Planning is included in investment management (also available separately)
Minimum Annual Fee:$600
Portfolio-Based Fees (Tiered)
Portfolio ValueAnnual Fee
Up to $750K2.25%
$750K - $1.0M2.00%
$1.0M - $2.0M1.75%
$2M+1.50%

Fees are negotiable. Schedule represents maximum allowable annual management fees for PPS Custom programs. Other programs like PPS Select and PPS Direct have separate advisor and program fee schedules.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

280 Towerview Ct, 1st Floor, Cary, NC, 27513

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Regulatory
March 2000
Final
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

Jay sells fixed insurance products since 2013 and provides financial analysis as an expert witness since early 2024. The expert witness activity takes minimal time.

Employment History
Current Registrations
Commonwealth Financial Network
September 2011 - Present · 15 yrs 1 mo
Commonwealth Financial Network
September 2011 - Present · 15 yrs 1 mo
Commonwealth Financial NetworkBroker
September 2011 - Present · 15 yrs 1 mo
Previous Registrations
Ameriprise Financial Services, INC.
November 2002 - September 2011 · 8 yrs 10 mos
Ameriprise Financial Services, INC.Broker
October 2002 - September 2011 · 8 yrs 11 mos
Ids Life Insurance CompanyBroker
October 2002 - July 2006 · 3 yrs 9 mos
State Registrations8 states
ARCOMAMDNCNMPAVA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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