HH
CFP
HH
CFP

H. Hughes

14 Years of Experience
Cary, NC
BrokerSells Insurance

H. Hughes is a CFP-designated registered investment advisor at Commonwealth Financial Network, based in Cary, NC, with 14 years of industry experience. Their practice areas include Financial Planning & Coaching, Investment Management, Retirement Planning. Their firm serves 399,450 clients with $210B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
3079 advisors
Number of Clients
399,450 clients
Average Client Portfolio
$525K average
Assets Under Management
$209.7B

Fee Structure

Commonwealth Financial Network offers investment management through various programs like PPS Custom, PPS Select, and PPS Direct. Fees are generally calculated as a percentage of your portfolio, including cash and money market positions. The exact fees vary depending on the specific program and the agreement between you and your advisor.

Commonwealth generally offers two types of fee schedules: blended and breakpoint. With a blended schedule, different portions of your portfolio are charged at different rates. With a breakpoint schedule, the fee rate declines as your portfolio value reaches certain levels. All fees are negotiable between the advisor and client.

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Location

1255 Crescent Green, Suite 116, Cary, NC, 27518

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

H. sells fixed insurance under 'Cross Bridge' from the branch location. This activity is investment-related.

Employment History
Current Registrations
Commonwealth Financial Network
April 2017 - Present · 9 yrs 1 mo
Commonwealth Financial Network
April 2017 - Present · 9 yrs 1 mo
Commonwealth Financial NetworkBroker
April 2017 - Present · 9 yrs 1 mo
Previous Registrations
Ameriprise Financial Services, INC.
February 2012 - May 2017 · 5 yrs 3 mos
Ameriprise Financial Services, INC.Broker
February 2012 - May 2017 · 5 yrs 3 mos
Ameriprise Financial Services, INC.Broker
August 2011 - October 2011 · 2 mos
Ameriprise Financial Services, INC.
August 2011 - October 2011 · 2 mos
State Registrations10 states
CACTFLGAMINCNYSCTXVA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
H. Hughes - Financial Advisor | TrueAdvisor