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Peter Torres

23 Years of Experience
Florham Park, NJ
1 DisclosureBroker

Peter Torres is a registered investment advisor at RBC Capital Markets, LLC, based in Florham Park, NJ, with 23 years of industry experience. Peter operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Charitable Giving, Estate Planning, Investment Management, Retirement Planning. Their firm serves 283,910 clients with $310B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
3777 advisors
IM Fee
Planning only
Assets Under Management
$310.4B

Fee Structure

RBC Financial Planning services are offered for a one-time fee, providing a personalized analysis and written advice to help you assess your financial situation and your ability to pursue specific financial goals. Fees are negotiated within a range of $1,000 to $20,000, but in certain cases a fee higher than $20,000 may be negotiated.

One-Time Plan:$1,000 - $20,000
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Location

200 Park Avenue, 2nd Floor, Florham Park, NJ, 07932-1026

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History

Regulatory History (1)
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Customer Dispute
July 2008
Denied
Other Business Activities

Peter owns rental property in Randolph, NJ, but spends no time on it. He also coaches girls' high school basketball, dedicating a few hours per week to this activity.

Employment History
Current Registrations
RBC Capital Markets, LLC
May 2016 - Present · 10 yrs 2 mos
RBC Capital Markets, LLC
May 2016 - Present · 10 yrs 2 mos
RBC Capital Markets, LLCBroker
May 2016 - Present · 10 yrs 2 mos
Previous Registrations
Wells Fargo Advisors, LLC
August 2003 - May 2016 · 12 yrs 9 mos
Wells Fargo Advisors, LLCBroker
August 2003 - May 2016 · 12 yrs 9 mos
Quick & Reilly, INC.
November 2002 - August 2003 · 9 mos
Quick & Reilly, INC.Broker
October 2002 - August 2003 · 10 mos
State Registrations12 states
CADEFLGAMDNCNJNYPASCTNVA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Peter Torres - Financial Advisor | TrueAdvisor