James Mitchell
James Mitchell is a CFA-designated registered investment advisor at Capital Client Group, INC., based in Los Angeles, CA, with 23 years of industry experience. James is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management.
Compensation
Firm Size
IM Fee
Fee Structure
Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.
Location
333 South Hope Street, 55th Floor, Los Angeles, CA, 90071-1447
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
James is a member of Iris Properties, LLC, created for passive real estate investing, since March 2017. He does not expect to devote any hours to this LLC during securities trading hours, and the business is not investment-related.
Employment History
Current Registrations
Capital Client Group, INC.
Capital Client Group, INC.Broker
Previous Registrations
Federated Investment Counseling
Federated Securities CORP.Broker
State Registrations34 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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