Andrew Ferguson
Andrew Ferguson is a registered investment advisor at UBS Financial Services INC., based in Los Gatos, CA, with 23 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Retirement Planning, and 1 more. Their firm serves 1,134,581 clients with $810B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Fee Structure
UBS Financial Services Inc. offers financial planning services for a fee, with costs ranging from $500 to $50,000, though most clients pay between $1,000 and $10,000. Fees exceeding $50,000 but not more than $100,000 may be permitted for complex situations involving relationships with a net worth of $100 million or more. The fees are negotiable and may vary based on the range of services selected, the scope of the engagement, the complexity of the services, the nature and amount of client assets involved, and the financial advisor's business model.
Location
750 University Avenue, Suite 250, Los Gatos, CA, 95032
Get directionsHistory
Regulatory History (1)
Criminal
February 1993Other Business Activities
Andrew is a trustee for Marietta College, a board member for the Los Gatos Education Fund, and an advisor to the Los Gatos Union School District Advisory Committee. These activities appear to be volunteer positions related to education.
Employment History
Current Registrations
UBS Financial Services INC.Broker
UBS Financial Services INC.
State Registrations42 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.