AS
AS

Anthony Sola

21 Years of Experience
Gallipolis, OH
1 DisclosureBroker

Anthony Sola is a registered investment advisor at Raymond James Financial Services Advisors, INC, based in Gallipolis, OH, with 21 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 508,439 clients with $390B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
6484 advisors
IM Fee
Planning only
Assets Under Management
$390.0B

Fee Structure

Hourly Rate:Up to $400/hr
Loading...

Location

349 Third Avenue, Gallipolis, OH, 45631

Get directions

History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Judgment / Lien
February 2013
Other Business Activities

Anthony works as an associate/employee at Peoples Bank, focusing on securities sales, and dedicates about 10-20% of his time to this. He also works as a financial advisor at Peoples Investment Services, dedicating more than half his time.

Employment History
Current Registrations
Raymond James Financial Services Advisors, INC
March 2015 - Present · 11 yrs 4 mos
Raymond James Financial Services, INC.Broker
March 2015 - Present · 11 yrs 4 mos
Previous Registrations
PNC Investments
November 2009 - April 2015 · 5 yrs 5 mos
PNC InvestmentsBroker
November 2009 - April 2015 · 5 yrs 5 mos
Natcity Investments, INC.
October 2008 - November 2009 · 1 yr 1 mo
Natcity Investments, INC.Broker
October 2008 - November 2009 · 1 yr 1 mo
Morgan Stanley & CO. IncorporatedBroker
April 2007 - September 2008 · 1 yr 5 mos
Morgan Stanley & CO. Incorporated
April 2007 - September 2008 · 1 yr 5 mos
Morgan Stanley Dw INC.Broker
July 2006 - April 2007 · 9 mos
Morgan Stanley
June 2006 - April 2007 · 10 mos
Merrill Lynch Pierce Fenner & Smith INC.
March 2004 - September 2004 · 6 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
January 2004 - September 2004 · 8 mos
PFS Investments INC.Broker
October 2002 - November 2003 · 1 yr 1 mo
State Registrations13 states
ALCOFLILINKYNCNYOHORTXVAWV
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.