Quang Phan is a CFP-designated registered investment advisor at Raymond James & Associates, INC., based in San Jose, CA, with 23 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 531,617 clients with $500B in assets under management.
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Fee Structure
Location
333 W San Carlos St., Suite 1650, San Jose, CA, 95110
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Current Registrations
Raymond James & Associates, INC.
Raymond James & Associates, INC.
Raymond James & Associates, INC.Broker
Previous Registrations
Cuso Financial Services, L.P.
Cuso Financial Services, L.P.Broker
Banc of America Investment Services, INC.
Banc of America Investment Services, INC.Broker
Countrywide Investment Services, INC.Broker
Foresters Equity Services, INC.Broker
MML Investors Services, INC.Broker
World Group Securities, INC.Broker
State Registrations15 states
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