Quang Phan is a CFP-designated registered investment advisor, based in San Jose, CA, with 23 years of industry experience. Quang is also registered as a broker, so some compensation may come from commissions on products sold.
Location
2280 Lincoln Ave, Suite 290, San Jose, CA, 95125
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Raymond James Financial Services, INC.Broker
July 2026 - Present · 3 mos
Raymond James Financial Services Advisors, INC
July 2026 - Present · 3 mos
Previous Registrations
Raymond James & Associates, INC.
January 2022 - July 2026 · 4 yrs 6 mos
Raymond James & Associates, INC.Broker
January 2022 - July 2026 · 4 yrs 6 mos
Cuso Financial Services, L.P.
April 2009 - January 2022 · 12 yrs 9 mos
Cuso Financial Services, L.P.Broker
April 2009 - January 2022 · 12 yrs 9 mos
Banc of America Investment Services, INC.
November 2008 - April 2009 · 5 mos
Banc of America Investment Services, INC.Broker
September 2008 - April 2009 · 7 mos
Countrywide Investment Services, INC.Broker
January 2008 - September 2008 · 8 mos
Foresters Equity Services, INC.Broker
August 2003 - January 2008 · 4 yrs 5 mos
MML Investors Services, INC.Broker
April 2003 - August 2003 · 4 mos
World Group Securities, INC.Broker
March 2003 - April 2003 · 1 mo
State Registrations15 states
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AdvisorBrokerBoth
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Exams
No exam information available for this advisor.
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