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Wing Ng

23 Years of Experience
San Jose, CA
Broker

Wing Ng is a registered investment advisor at Voya Financial Advisors, INC., based in San Jose, CA, with 23 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 11,854 clients with $2.7B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
648 advisors
Number of Clients
11,854 clients
Average Client Portfolio
$232K average
Assets Under Management
$2.7B

Fee Structure

Minimum Investment:$1K

Voya Financial Advisors offers several investment management programs with fees based on a percentage of your portfolio's value. These programs include Morningstar Wealth Management, Voya Global Perspectives Market Models (GPMM), and Unified Managed Accounts (UMA). The maximum annual fee for these programs can be up to 2.75% of your portfolio. The Voya Digital Adviser (VDA) program has a maximum annual fee of 1.1%. There are also third-party money manager programs with fees ranging from 0.75% to 2.50%. Some programs have minimum account sizes. Fees are typically deducted from your account monthly or quarterly.

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Location

San Jose, CA

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Voya Financial Advisors, INC.Broker
January 2011 - Present · 15 yrs 4 mos
Voya Financial Advisors, INC.
January 2011 - Present · 15 yrs 4 mos
Previous Registrations
Ing Financial Advisers, LLCBroker
September 2006 - January 2011 · 4 yrs 4 mos
Ing Financial Advisers, LLC
September 2006 - January 2011 · 4 yrs 4 mos
Amerivest Investment Management, LLC
April 2006 - August 2006 · 4 mos
TD Ameritrade, INC.
November 2003 - August 2006 · 2 yrs 9 mos
TD Ameritrade, INC.Broker
November 2003 - August 2006 · 2 yrs 9 mos
Morgan Stanley
December 2002 - July 2003 · 7 mos
Morgan Stanley Dw INC.Broker
November 2002 - July 2003 · 8 mos
State Registrations1 state
CA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.