GS
GS

Gary Smy

23 Years of Experience
Denver, CO
Broker

Gary Smy is a registered investment advisor at Morgan Stanley, based in Denver, CO, with 23 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B

Fee Structure

Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
Loading...

Location

1550 Market Street, Suite 600, Denver, CO, 80202

Get directions

History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Learn about disclosures →
Other Business Activities

Gary is the treasurer for the British American Club - Colorado, a non-investment related activity. He spends minimal time on this role each month.

Employment History
Current Registrations
Morgan Stanley
November 2009 - Present · 16 yrs 8 mos
Morgan StanleyBroker
November 2009 - Present · 16 yrs 8 mos
Previous Registrations
UBS Financial Services INC.
December 2002 - November 2009 · 6 yrs 11 mos
UBS Financial Services INC.Broker
November 2002 - November 2009 · 7 yrs
State Registrations40 states
ALARAZCACODCDEFLGAHIIDILKSLAMAMDMEMIMNMOMTNCNENJNMNVNYOHOKORPASCSDTNTXUTVAWAWIWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.