Andre Aflalo
Andre Aflalo is a registered investment advisor at LPL Financial LLC, based in Norwalk, CT, with 23 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
83 East Ave Suite 111, Norwalk, CT, 06851
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Regulatory History (3)
Customer Dispute
October 2013Customer Dispute
February 2013Customer Dispute
April 2012Other Business ActivitiesSells Insurance
Andre is the sole owner of Andre Aflalo, LLC, a home-based business entity for tax/investment purposes, dedicating minimal time. He also works with Crump, Mass Mutual, East Avenue Capital, and East Avenue Holdings Company, LLC, spending full-time hours per month with East Avenue Capital and minimal time with East Avenue Holdings Company, LLC.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Waddell & Reed
Waddell & ReedBroker
David Lerner Associates, INC.Broker
State Registrations11 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.