Scott Williams is a CFA-designated registered investment advisor at S. Williams Capital, LLC, based in New York, NY, with 8 years of industry experience. Scott operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include High Net Worth, Investment Management. Their firm serves 17 clients with $28M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 1.00% |
Qualified clients may also be subject to a performance-based fee of 10% annually.
Fee Estimator
Location
5 West 37th Street, 6th Floor, New York, NY, 10018
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Learn about disclosures →Employment History
Current Registrations
S. Williams Capital, LLC
Previous Registrations
S. Williams Capital, LLC
State Registrations2 states
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