EP
EP
Emmanuel Perez
21 Years of Experience
St. Cloud, FL
4 DisclosuresBroker
Emmanuel Perez is a registered investment advisor at Cetera Investment Advisers LLC, based in St. Cloud, FL, with 21 years of industry experience. Emmanuel operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10345 advisors
IM Fee
Planning only
Assets Under Management
$163.8B
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Location
4459 13th St, St. Cloud, FL, 34769
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Regulatory History (4)
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Financial
October 2020Final
Customer Dispute
October 2019Settled
Customer Dispute
August 2019Settled
Customer Dispute
September 2013Denied
Other Business Activities
Emmanuel is a notary public and the president, instructor, and 100% owner of Aikido of Central Florida, a martial arts school.
Employment History
Current Registrations
Cetera Investment Advisers LLC
December 2024 - Present · 1 yr 5 mos
Cetera Investment Services LLCBroker
December 2024 - Present · 1 yr 5 mos
Previous Registrations
Npa Asset Management, LLC
April 2018 - December 2024 · 6 yrs 8 mos
Nationwide Planning Associates INC.Broker
February 2018 - December 2024 · 6 yrs 10 mos
Aegis Capital CORP.Broker
April 2017 - March 2018 · 11 mos
Oriental Financial Services CORP.Broker
July 2005 - April 2017 · 11 yrs 9 mos
MML Investors Services, INC.Broker
April 2004 - August 2004 · 4 mos
Walnut Street Securities, INC.Broker
June 2003 - February 2004 · 8 mos
PFS Investments INC.Broker
September 2002 - January 2003 · 4 mos
State Registrations6 states
ALFLGAPAPRVA
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.