FR
FR

Francis Reinhard

23 Years of Experience
Highland, CA
3 DisclosuresBroker

Francis Reinhard is a registered investment advisor at Wells Fargo Advisors, based in Highland, CA, with 23 years of industry experience. Francis is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Divorce Planning, Education Planning, Financial Planning & Coaching, and 2 more. Their firm serves 1,324,168 clients with $670B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
14699 advisors
IM Fee
Planning only
Assets Under Management
$671.4B

Fee Structure

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

Loading...

Location

28920 Greenspot Rd, Highland, CA, 92346

Get directions

History

Regulatory History (3)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Judgment / Lien
November 2018
Judgment / Lien
January 2018
Customer Dispute
March 2016
Denied
Employment History
Current Registrations
Wells Fargo Advisors
January 2011 - Present · 15 yrs 9 mos
Wells Fargo Clearing Services, LLCBroker
January 2011 - Present · 15 yrs 9 mos
Previous Registrations
Wells Fargo Investments, LLCBroker
August 2005 - January 2011 · 5 yrs 5 mos
Wells Fargo Investments, LLC
August 2005 - January 2011 · 5 yrs 5 mos
Thrivent Investment Management INC.Broker
October 2002 - November 2004 · 2 yrs 1 mo
State Registrations14 states
AZCACOMTNCNVNYPATNTXUTVAWAWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.