SR
SR
Shawn Ryan is a registered investment advisor at Neuberger Berman Bd LLC, based in Tampa, FL, with 23 years of industry experience. Shawn operates on a fee-only basis, meaning they do not earn commissions from product sales.
Compensation
Fee-Only (% of Portfolio)
Firm Size
837 advisors
IM Fee
Planning only
Loading...
Location
401 East Jackson Street Suite 2350, Tampa, FL, 33602
Get directionsHistory
Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
August 2008Settled
Employment History
Current Registrations
Neuberger Berman Bd LLC
April 2006 - Present · 20 yrs 1 mo
Neuberger Berman Bd LLC
February 2006 - Present · 20 yrs 3 mos
Neuberger Berman Bd LLCBroker
February 2006 - Present · 20 yrs 3 mos
Previous Registrations
Amsouth Investment Services, INC.Broker
October 2002 - February 2006 · 3 yrs 4 mos
State Registrations32 states
ALAZCACOCTFLGAIAILINLAMAMDMIMNMOMSNCNJNVNYOHPAPRSCTNTXVAVTWAWVWY
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.