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Scott Steinitz

23 Years of Experience
Cartersville, GA
2 DisclosuresBroker

Scott Steinitz is a registered investment advisor at Wells Fargo Advisors, based in Cartersville, GA, with 23 years of industry experience. Scott is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Divorce Planning, Education Planning, Financial Planning & Coaching, and 2 more. Their firm serves 1,324,168 clients with $670B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
14699 advisors
IM Fee
Planning only
Assets Under Management
$671.4B

Fee Structure

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

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Location

499 E Main St, Cartersville, GA, 30121

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History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
July 2019
Settled
Criminal
October 1993
Final Disposition
Employment History
Current Registrations
Wells Fargo Advisors
June 2013 - Present · 13 yrs 4 mos
Wells Fargo Clearing Services, LLCBroker
May 2013 - Present · 13 yrs 5 mos
Previous Registrations
J.P. Morgan Securities LLC
October 2012 - May 2013 · 7 mos
J.P. Morgan Securities LLCBroker
October 2012 - May 2013 · 7 mos
Chase Investment Services CORP.Broker
June 2010 - October 2012 · 2 yrs 4 mos
Chase Investment Services CORP.
June 2010 - October 2012 · 2 yrs 4 mos
Suntrust Investment Services, INC.
November 2009 - June 2010 · 7 mos
Suntrust Investment Services, INC.Broker
August 2009 - June 2010 · 10 mos
Wells Fargo Advisors, LLCBroker
May 2003 - August 2009 · 6 yrs 3 mos
State Registrations19 states
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AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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