Michael Estes
Michael Estes is a registered investment advisor at Raymond James Financial Services Advisors, INC, based in Rcihmond, KY, with 23 years of industry experience. Michael is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Education Planning, Estate Planning, Financial Planning & Coaching, and 5 more. Their firm serves 508,439 clients with $390B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 2.25% |
Maximum annual fee percentage is 2.25% of assets under advisement. Specific fees are negotiable with your financial advisor based on time, complexity, and portfolio size.
Fee Estimator
Location
600 University Shopping Center, Rcihmond, KY, 40475
Get directionsHistory
Regulatory History (1)
Customer Dispute
June 2024Other Business Activities
Michael is an associate/employee at Stock Yards Bank and Trust, Stock Yards Financial Services, and Stock Yards Investment Services, providing investment products, services, and advice to bank customers. These activities take up the majority of Michael's time.
Employment History
Current Registrations
Raymond James Financial Services, INC.Broker
Raymond James Financial Services Advisors, INC
Previous Registrations
Ameriprise Financial Services, LLCBroker
Ameriprise Financial Services, LLC
Investment Professionals, INC.
Investment Professionals, INC.Broker
LPL Financial LLC
LPL Financial LLCBroker
U.S. Bancorp Investments, INC.Broker
U.S. Bancorp Investments, INC.
PNC InvestmentsBroker
PNC Investments
Natcity Investments, INC.
Natcity Investments, INC.Broker
Chase Investment Services CORP.
Chase Investment Services CORP.Broker
Banc One Securities Corporation
Banc One Securities CorporationBroker
Mony Securities CorporationBroker
Foresters Equity Services, INC.Broker
State Registrations23 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.