AS
AS

Aaron Daniel Swartz

23 Years of Experience
Broker
Areas of Practice
Investment Management
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
12488 advisors
Number of Clients
1,330,280 clients
Average Client Portfolio
$424K average
Assets Under Management
$564.6B

Fee Structure

Minimum Investment:$2K
Financial Planning:Included in AUM fee
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Location

550 Main St, Ste 210, New Brighton, MN, 55112-3271

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Aaron owns real estate and is involved in outside employment with Dan Bartel and GEM Enterprises. His work with Dan Bartel and GEM Enterprises is investment-related, taking up 10-19 and 60 hours per month, respectively.

Employment History
Current Registrations
Ameriprise Financial Services, LLC
January 2014 - Present · 12 yrs 1 mo
Ameriprise Financial Services, LLC
November 2002 - Present · 23 yrs 3 mos
Ameriprise Financial Services, LLCBroker
November 2002 - Present · 23 yrs 3 mos
Previous Registrations
Ids Life Insurance CompanyBroker
November 2002 - July 2006 · 3 yrs 8 mos
State Registrations12 states
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AdvisorBrokerBoth
Exams
No exam information available for this advisor.