James Wurbs is a registered investment advisor, based in Wichita, KS, with 23 years of industry experience.
Location
2081 N Webb Rd., Wichita, KS, 67206
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
James is an independent insurance agent for various insurance companies. He is also a partner at Dunning and Associates CPAs, LLC, where he spends nearly full-time preparing income taxes, financial statements, and providing other accounting services, and about 10-20% of his time as an advisory representative of a RIA.
Employment History
Current Registrations
Cambridge Investment Research, INC.Broker
Cambridge Investment Research Advisors, INC.
Previous Registrations
United Planners' Financial Services of America a Limited PartnerBroker
United Planners' Financial Services of America a Limited Partner
Prudential Financial Planning Services
Pruco Securities, LLC.Broker
Vestech Securities, INC.Broker
Vestech Securities, INC
Trinity Finanacial Services, INC.
Raymond James Financial Services, INC.Broker
State Registrations5 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.