Robert Caron is a registered investment advisor, based in Beavercreek, OH, with 23 years of industry experience.
Location
50 Chestnut Street, Suite A-400, Beavercreek, OH, 45440
Get directionsHistory
Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Robert is a JV Hockey Coach at Haverhill High School during the hockey season, dedicating a few hours per week during those months. This activity is not investment-related.
Employment History
Current Registrations
Westminster Financial Advisory CORP
February 2010 - Present · 16 yrs 3 mos
Westminster Financial Securities, INC.Broker
February 2010 - Present · 16 yrs 3 mos
Previous Registrations
TD Wealth Management Services INC.Broker
November 2009 - February 2010 · 3 mos
TD Wealth Management Services INC.
November 2009 - February 2010 · 3 mos
Primevest Financial Services, INC.
September 2007 - November 2009 · 2 yrs 2 mos
Bancnorth Investment Group, INC.Broker
August 2007 - November 2009 · 2 yrs 3 mos
UBS Financial Services INC.Broker
May 2005 - September 2007 · 2 yrs 4 mos
Merrill Lynch Pierce Fenner & Smith INC.
February 2003 - March 2005 · 2 yrs 1 mo
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
December 2002 - March 2005 · 2 yrs 3 mos
State Registrations18 states
CACOCTFLGAILMAMDMENCNHNJORPASCUTVAVT
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.