Benjamin Fordham
Benjamin Fordham is a registered investment advisor at LPL Financial LLC, based in Franklin, TN, with 23 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
Franklin, TN
Get directionsHistory
Regulatory History (5)
Customer Dispute
November 2022Regulatory
December 2017Customer Dispute
May 2014Customer Dispute
October 2013Customer Dispute
June 2010Other Business Activities
Benjamin operates Fordham Investment Management as a DBA for his LPL business since 2017. He is also a co-owner of a Hotworx fitness franchise since 2021, dedicating minimal time to it.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Raymond James Financial Services Advisors, INC
Raymond James Financial Services, INC.Broker
Fifth Third Securities, INC.Broker
Fifth Third Securities, INC.
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
Riversource Distributors, INC.Broker
Ameriprise Financial Services, INC.Broker
Suntrust Investment Services, INC.Broker
New England SecuritiesBroker
State Registrations6 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.