Benjamin Fuller
Benjamin Fuller is a registered investment advisor at Waterloo Capital, based in Rogers, AR, with 23 years of industry experience. Their practice areas include Alternative Investments, Business Owners, Charitable Giving, Corporate Executives, and 8 more. Their firm serves 2,797 clients with $2.3B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 2.00% |
Maximum advisory fee is 2.0% and is negotiable. Sub-adviser or model manager platform fees are charged in addition to the advisory fee.
Fee Estimator
Location
3614 W. Southern Hills Blvd, Suite 102, Rogers, AR, 72758
Get directionsHistory
Regulatory History (1)
Judgment / Lien
August 2023Other Business ActivitiesSells Insurance
Benjamin is involved with Fuller Financial Services for accounting purposes and is a member of Masters Circle LLC, a real estate venture, dedicating minimal time. He is also a partner at Lighthouse Insurance Advisors for insurance sales and consulting, and a partner at Lighthouse Financial Advisors, LLC for financial planning and investment.
Employment History
Current Registrations
Waterloo Capital
Previous Registrations
Equitable Advisors, LLC
Equitable Advisors, LLCBroker
LPL Financial LLCBroker
LPL Financial LLC
AXA Advisors, LLC
AXA Advisors, LLCBroker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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