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Erich Spoonhour

Trajan Wealth, L.L.C.
21 Years of Experience
Cary, NC
Sells Insurance
View SEC Summary
View SEC Summary

Erich Spoonhour is a registered investment advisor at Trajan Wealth, L.L.C., based in Cary, NC, with 21 years of industry experience. Erich operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Alternative Investments, Estate Planning, High Net Worth, Investment Management, and 2 more. Their firm serves 10,633 clients with $2.6B in assets under management.

Trajan Wealth, L.L.C.
Compensation
Fee-Only (% of Portfolio)
Firm Size
47 advisors
Number of Clients
10,633 clients
Average Client Portfolio
$245K average
Assets Under Management
$2.6B

Fee Structure

Minimum Investment:None
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any1.50%

Standard annual fees generally range from 0.50% to 1.50%, but may range between 1.50% and 2.00% for smaller accounts or complex relationships. Fees are negotiable.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

15000 Weston Parkway, Cary, NC, 27513

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Erich is an insurance agent and spends about 10-20% of his time on this activity. He may receive commissions for selling insurance products like annuities, which presents a conflict of interest, though he has a fiduciary responsibility to act in the client's best interest.

Employment History
Current Registrations
Trajan Wealth, L.L.C.
January 2025 - Present · 1 yr 9 mos
Previous Registrations
Morgan Stanley
August 2017 - August 2023 · 6 yrs
Morgan StanleyBroker
August 2017 - August 2023 · 6 yrs
Wells Fargo Clearing Services, LLCBroker
June 2015 - March 2017 · 1 yr 9 mos
Wells Fargo Clearing Services, LLC
June 2015 - March 2017 · 1 yr 9 mos
PNC Investments
October 2012 - June 2015 · 2 yrs 8 mos
PNC Investments
July 2006 - October 2012 · 6 yrs 3 mos
PNC InvestmentsBroker
September 2005 - June 2015 · 9 yrs 9 mos
New England SecuritiesBroker
November 2002 - July 2005 · 2 yrs 8 mos
State Registrations1 state
NC
Advisor

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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