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Sandra Cho

Golden State Wealth Management, LLC
23 Years of Experience
Encino, CA
2 DisclosuresBrokerSells Insurance
View SEC Summary
View SEC Summary

Sandra Cho is a registered investment advisor at Golden State Wealth Management, LLC, based in Encino, CA, with 23 years of industry experience. Sandra is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Charitable Giving, Education Planning, Estate Planning, Financial Planning & Coaching, and 6 more. Their firm serves 4,192 clients with $2.2B in assets under management.

Golden State Wealth Management, LLC
Compensation
Fee-Only (% of Portfolio)
Firm Size
47 advisors
Number of Clients
4,192 clients
Average Client Portfolio
$529K average
Assets Under Management
$2.2B

Fee Structure

Minimum Investment:None
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.00%

Maximum annual fee for asset management and comprehensive portfolio management will not exceed 2.00%. Fees are negotiable and billed quarterly in advance. Different programs custodied with LPL Financial have separate maximum fee caps ranging up to 2.95%.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

16130 Ventura Blvd, Suite 670, Encino, CA, 91436

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History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
January 2015
Denied
Customer Dispute
December 2013
Withdrawn
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

Sandra is involved with Golden State Wealth Management, Pointwealth Capital Management, and Golden State Asset Management, all investment-related. She also works as a life insurance agent and with non-variable insurance, dedicating minimal time to these activities.

Employment History
Current Registrations
Golden State Wealth Management, LLC
June 2015 - Present · 11 yrs 4 mos
LPL Financial LLC
June 2015 - Present · 11 yrs 4 mos
LPL Financial LLCBroker
June 2015 - Present · 11 yrs 4 mos
Previous Registrations
LPL Financial LLC
December 2024 - January 2025 · 1 mo
J.P. Morgan Securities LLCBroker
October 2012 - July 2015 · 2 yrs 9 mos
J.P. Morgan Securities LLC
October 2012 - July 2015 · 2 yrs 9 mos
Chase Investment Services CORP.
May 2009 - October 2012 · 3 yrs 5 mos
Chase Investment Services CORP.Broker
May 2009 - October 2012 · 3 yrs 5 mos
Wamu Investments, INC.
July 2006 - May 2009 · 2 yrs 10 mos
Wamu Investments, INC.Broker
June 2005 - May 2009 · 3 yrs 11 mos
UBS Financial Services INC.Broker
February 2003 - March 2005 · 2 yrs 1 mo
American Express Financial Advisors INC.Broker
November 2002 - January 2003 · 2 mos
Ids Life Insurance CompanyBroker
November 2002 - January 2003 · 2 mos
State Registrations28 states
AZCACOCTFLGAHIILKYLAMAMDMIMOMSNCNENJNVNYOKORRITNTXUTVAWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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