Fu Lin is a registered investment advisor, based in Rowland Heights, CA, with 22 years of industry experience. Fu is also registered as a broker, so some compensation may come from commissions on products sold.
Location
17432 Colima Rd, Rowland Heights, CA, 91748
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Regulatory History (1)
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Customer Dispute
May 2013Settled
Employment History
Current Registrations
Cetera Investment Advisers LLC
October 2017 - Present · 9 yrs
Cetera Investment Services LLCBroker
October 2017 - Present · 9 yrs
Previous Registrations
Oneamerica Securities, INC.Broker
October 2016 - September 2017 · 11 mos
Oneamerica Securities, INC.
October 2016 - September 2017 · 11 mos
MML Investors Services, LLC
June 2016 - September 2016 · 3 mos
MML Investors Services, LLCBroker
June 2016 - September 2016 · 3 mos
Securities America Advisors, INC.
April 2013 - March 2016 · 2 yrs 11 mos
Securities America, INC.Broker
April 2013 - March 2016 · 2 yrs 11 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
February 2012 - April 2013 · 1 yr 2 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
February 2012 - April 2013 · 1 yr 2 mos
Chase Investment Services CORP.
September 2010 - January 2012 · 1 yr 4 mos
Chase Investment Services CORP.Broker
September 2010 - January 2012 · 1 yr 4 mos
Ing Financial Partners, INC
December 2009 - August 2010 · 8 mos
Ing Financial Partners, INC.Broker
December 2009 - August 2010 · 8 mos
Primevest Financial Services, INC.
March 2009 - September 2009 · 6 mos
Primevest Financial Services, INC.Broker
March 2009 - September 2009 · 6 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
October 2007 - October 2008 · 1 yr
Merrill Lynch, Pierce, Fenner & Smith Incorporated
October 2007 - October 2008 · 1 yr
Bancwest Investment Services, INC.Broker
May 2007 - August 2007 · 3 mos
Bancwest Investment Services, INC.
May 2007 - August 2007 · 3 mos
Uvest Financial Services Group, INC.Broker
October 2006 - May 2007 · 7 mos
Uvest Financial Services Group, INC.
October 2006 - May 2007 · 7 mos
Uvest Financial Services Group, INC.Broker
August 2005 - October 2006 · 1 yr 2 mos
Uvest Financial Services Group, INC.
August 2005 - October 2006 · 1 yr 2 mos
Ucb Investment Services, INC.
April 2004 - July 2005 · 1 yr 3 mos
Ucb Investment Services, INC.Broker
April 2004 - July 2005 · 1 yr 3 mos
Primevest Financial Services, INC.
July 2003 - March 2004 · 8 mos
Primevest Financial Services, INC.Broker
May 2003 - March 2004 · 10 mos
State Registrations10 states
CADEFLHIILMINJNVTXVA
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.