Alexander Cripps
Alexander Cripps is a CFA-designated registered investment advisor at Wellington Shields & CO., LLC, based in New York, NY, with 23 years of industry experience. Alexander is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management. Their firm serves 586 clients with $550M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 1.50% |
Annual fees range from 0.20% up to 1.50% for equity and balanced portfolios, and 0.20% up to 0.75% for fixed income portfolios. All fees are negotiable.
Fee Estimator
Location
60 Broad Street, 39th Floor, New York, NY, 10004
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Alexander is an investment committee member, research analyst, and portfolio manager at Wellington Shields Capital Management, dedicating full-time hours. He also performs security analysis and portfolio management for Capital Management Associates, Inc., spending a few hours per week.
Employment History
Current Registrations
Wellington Shields & CO., LLC
Wellington Shields & CO., LLCBroker
Previous Registrations
H. G. Wellington & CO. INC. Capital Management Division
H. G. Wellington & CO., INC.Broker
Melhado, Flynn & Associates, INC.Broker
State Registrations20 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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