AC
CFA
AC
CFA

Alexander Maclin Cripps

22 Years of Experience
Broker
Areas of Practice
Investment Management
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
29 advisors
Number of Clients
519 clients
Average Client Portfolio
$907K average
Assets Under Management
$470.9M

Fee Structure

Financial Planning:Investment management only
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Location

60 Broad Street, 39th Floor, New York, NY, 10004

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Alexander is an investment committee member, research analyst, and portfolio manager at Wellington Shields Capital Management, dedicating full-time hours. He also performs security analysis and portfolio management for Capital Management Associates, Inc., spending a few hours per week.

Employment History
Current Registrations
Wellington Shields & CO., LLC
March 2010 - Present · 15 yrs 11 mos
Wellington Shields & CO., LLCBroker
November 2009 - Present · 16 yrs 3 mos
Previous Registrations
H. G. Wellington & CO. INC. Capital Management Division
December 2006 - December 2010 · 4 yrs
H. G. Wellington & CO., INC.Broker
November 2005 - December 2009 · 4 yrs 1 mo
Melhado, Flynn & Associates, INC.Broker
December 2002 - August 2005 · 2 yrs 8 mos
State Registrations20 states
AZCACOCTDCFLGAILMAMEMIMTNCNHNJNYOHPARIVA
AdvisorBrokerBoth
Exams
No exam information available for this advisor.
Alexander Maclin Cripps - Financial Advisor | TrueAdvisor