Ronald Grimm
Ronald Grimm is a registered investment advisor at Merrill Lynch, Pierce, Fenner & Smith Incorporated, based in San Pedro, CA, with 22 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,738,212 clients with $1500B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
The program's fees consist of two parts: the fee you pay to Bank of America for its services, and a fee for the specific investment strategy you choose. The strategy fee, called the Style Manager Expense, generally ranges from 0.00% to 0.50% of your assets annually. Clients investing in strategies managed by related entities will not be charged a Style Manager Expense.
Location
800 N Western Ave, San Pedro, CA, 90732
Get directionsHistory
Regulatory History (1)
Criminal
November 1994Other Business Activities
Ronald has two outside business activities, both under his name, started in 2019. One is simply listed as "Ronald Grimm" and the other as "Ronald Grimm RV", each requiring minimal time.
Employment History
Current Registrations
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Previous Registrations
Penniall & Associates
F500 Advisory Services, INC.
Finance 500, INC.Broker
Gunnallen Financial, INC
Gunnallen Financial, INCBroker
Wamu Investments, INC.Broker
Wamu Investments, INC.
Morgan Stanley
Morgan Stanley Dw INC.Broker
State Registrations9 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.