Louis Medica
Louis Medica is a registered investment advisor at LPL Enterprise, LLC, based in West Caldwell, NJ, with 23 years of industry experience. Louis operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Education Planning, Estate Planning, Investment Management, Retirement Planning, and 1 more. Their firm serves 86,726 clients with $19B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPLE provides access to investment management through third-party asset management programs (TAMPs) and LPL's Model Wealth Portfolios (MWP). For TAMPs, the fees are negotiated with the LPLE representative, typically up to 2% of the assets managed, but may be higher in certain circumstances. The TAMP sponsor also charges a fee. For MWP, clients are charged an annual account fee that includes an advisory fee (maximum 2.35% and is negotiable) and a manager fee (0% to 0.60%).
Location
185 Fairfield Ave, Suite 1D, West Caldwell, NJ, 07006
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Regulatory History (1)
Judgment / Lien
January 2020Other Business ActivitiesSells Insurance
Louis is involved with Elite Financial Services, LLC, selling fixed life insurance since 2013. This investment-related activity takes a few hours per week.
Employment History
Current Registrations
LPL Enterprise, LLCBroker
LPL Enterprise, LLC
Previous Registrations
Prudential Financial Planning Services
Pruco Securities, LLC.Broker
Nationwide Securities, LLC
Nationwide Securities, LLCBroker
Comprehensive Asset Management and Servicing, INC.Broker
Comprehensive Capital Management, INC.
Prudential Financial Planning Services
Pruco Securities, LLC.Broker
Metlife Securities INC.Broker
Metlife Securities INC.
Metropolitan Life Insurance CompanyBroker
1717 Capital Management Company
1717 Capital Management CompanyBroker
State Registrations6 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.