Ema Wilburn is a registered investment advisor, based in Sadieville, KY, with 23 years of industry experience.
Location
Sadieville, KY
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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Ema participates in professional trapshooting events since 2015, dedicating about 10-20% of her time to this non-investment related activity.
Employment History
Current Registrations
Level Four Financial, LLCBroker
August 2023 - Present · 2 yrs 9 mos
Level Four Advisory Services
August 2023 - Present · 2 yrs 9 mos
Previous Registrations
Dupree Financial Group, LLC
October 2022 - August 2023 · 10 mos
LPL Financial LLC
November 2012 - October 2022 · 9 yrs 11 mos
LPL Financial LLCBroker
November 2012 - October 2022 · 9 yrs 11 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
June 2005 - November 2012 · 7 yrs 5 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
June 2005 - November 2012 · 7 yrs 5 mos
UBS Financial Services INC.
January 2004 - July 2005 · 1 yr 6 mos
UBS Financial Services INC.Broker
December 2002 - July 2005 · 2 yrs 7 mos
State Registrations4 states
FLKYTNVA
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.