BC
BC

Brian Chappell

23 Years of Experience
Jacksonville, FL
2 DisclosuresBroker

Brian Chappell is a registered investment advisor at Raymond James Financial Services Advisors, INC, based in Jacksonville, FL, with 23 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 508,439 clients with $390B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
6484 advisors
IM Fee
Planning only
Assets Under Management
$390.0B

Fee Structure

Hourly Rate:Up to $400/hr
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Location

1920 San Marco Blvd., Jacksonville, FL, 32207

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History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
March 2008
Settled
Customer Dispute
March 2008
Settled
Other Business Activities

Brian is a professor at Episcopal School of Jacksonville and a finance committee member for Hope Haven and the Jacksonville Police and Fire Pension Fund. He is also the president of Speedwell Capital Group, dedicating about half his time to this role.

Employment History
Current Registrations
Raymond James Financial Services Advisors, INC
September 2023 - Present · 2 yrs 8 mos
Raymond James Financial Services, INC.Broker
September 2023 - Present · 2 yrs 8 mos
Previous Registrations
UBS Financial Services INC.
January 2003 - September 2023 · 20 yrs 8 mos
UBS Financial Services INC.Broker
January 2003 - September 2023 · 20 yrs 8 mos
State Registrations15 states
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AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.