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Carmencita Calaway

U.S. Bancorp Advisors, LLC
20 Years of Experience
Rancho Santa Margarita, CA
1 DisclosureBroker
View SEC Summary
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Carmencita Calaway is a registered investment advisor at U.S. Bancorp Advisors, LLC, based in Rancho Santa Margarita, CA, with 20 years of industry experience. Carmencita is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Retirement Planning. Their firm serves 3,343 clients with $1.8B in assets under management.

U.S. Bancorp Advisors, LLC
Compensation
Fee-Only (% of Portfolio)
Firm Size
1158 advisors
IM Fee
Planning only
Assets Under Management
$1.8B

Fee Structure

Minimum Investment:None
Investment management only (planning not offered)
  • Financial planning services — Currently offered at no cost, providing personalized reports to assess financial goals and retirement readiness.
One-Time Plan:$0
View Full SEC Brochure

Location

22012 El Paseo, Rancho Santa Margarita, CA, 92688

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
March 2012
Denied
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Carmencita co-owns a rental vacation home in Grand Cayman Island since 2006 and inherited rental property in Las Pinas, Philippines in 2024. Property managers handle 100% of the management, requiring minimal time commitment from Carmencita.

Employment History
Current Registrations
U.S. Bancorp Advisors, LLCBroker
February 2026 - Present · 8 mos
U.S. Bancorp Advisors, LLC
February 2026 - Present · 8 mos
Previous Registrations
U.S. Bancorp Investments, INC.
June 2024 - February 2026 · 1 yr 8 mos
U.S. Bancorp Investments, INC.Broker
June 2024 - February 2026 · 1 yr 8 mos
J.P. Morgan Securities LLC
June 2018 - June 2024 · 6 yrs
J.P. Morgan Securities LLCBroker
June 2018 - June 2024 · 6 yrs
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
August 2016 - June 2018 · 1 yr 10 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
August 2016 - June 2018 · 1 yr 10 mos
Newport Coast Asset Management
September 2012 - January 2016 · 3 yrs 4 mos
Newport Coast Securities, INC.Broker
September 2012 - January 2016 · 3 yrs 4 mos
Centaurus Financial, INC.
January 2011 - September 2012 · 1 yr 8 mos
Centaurus Financial, INC.Broker
January 2011 - September 2012 · 1 yr 8 mos
AXA Advisors, LLC
June 2003 - January 2009 · 5 yrs 7 mos
AXA Advisors, LLCBroker
April 2003 - January 2009 · 5 yrs 9 mos
State Registrations9 states
AZCACOFLGAMANVTXWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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