Nathan Plumb
Nathan Plumb is a registered investment advisor at Wisconsin Capital Management, LLC, based in Madison, WI, with 22 years of industry experience. Nathan operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 78 clients with $260M in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Location
8020 Excelsior Drive Ste. 402, Madison, WI, 53717
Get directionsHistory
Regulatory History (4)
Regulatory
September 2022Employment Separation After Allegations
September 2022Employment Separation After Allegations
September 2020Criminal
August 2020Other Business ActivitiesSells Insurance
Nathan holds a Wisconsin real estate license for sales to friends and family, dedicating minimal time. He also offers health insurance and health savings account services, spending a few hours per week. Finally, Nathan provides lodging for homestays and vacation rentals through AirBnB, dedicating about a quarter of his time.
Employment History
Current Registrations
Wisconsin Capital Management, LLC
Previous Registrations
Wisconsin Capital Management, LLC
Wisconsin Capital Management, LLC
Lincoln Financial Advisors Corporation
Lincoln Financial Advisors CorporationBroker
Sva Plumb Wealth Management, LLC
Sva Wealth Management, INC.
Quasar Distributors, LLCBroker
Wisconsin Capital Management, LLC
Quasar Distributors, LLCBroker
Wisconsin Capital Management, LLC
Northwestern Mutual Investment Services, LLCBroker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.