Francisco Penafiel
Francisco Penafiel is a registered investment advisor at Noble Capital Management, INC., based in Boca Raton, FL, with 23 years of industry experience. Francisco operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 22 clients with $10M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $100K | 2.75% |
| $100K - $250K | 2.50% |
| $250K - $500K | 2.25% |
| $500K - $750K | 2.00% |
| $750K - $1000K | 1.75% |
| $1.0M - $3.0M | 1.38% |
| $3M+ | 1.00% |
Fee is negotiable depending on individual client circumstances.
Fee Estimator
Location
150 East Palmetto Park Road, Suite 110, Boca Raton, FL, 33432
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Francisco is an Investment Advisor Representative with Noble Capital Management. He also works as a virtual teacher at Saint Kolbe University, dedicating about 10-20% of his time to this non-investment related activity.
Employment History
Current Registrations
Noble Capital Management, INC.
Noble Capital Markets, INC.Broker
State Registrations3 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.