Areas of Practice
Investment ManagementRetirement PlanningEstate PlanningFinancial Planning & CoachingHigh Net Worth
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
15 advisors
Number of Clients
1,552 clients
Average Client Portfolio
$2.5M average
Assets Under Management
$3.9B
Fee Structure
Minimum Investment:$5M
Investment management only (planning not offered)
Minimum Annual Fee:$20,000
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $5.0M | 0.85% |
| $5.0M - $10.0M | 0.70% |
| $10.0M - $20.0M | 0.60% |
| $20M+ | 0.50% |
Minimum annual advisory fee of $20,000 for new clients as of April 1, 2023. Existing clients are not subject to this minimum. Any portion of a client account that is invested in shares of the FPA Queens Road Funds will be excluded from our Quarterly Advisory Fee calculation.
Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Location
1031 South Caldwell St, Suite 200, Charlotte, NC, 28203
Get directionsHistory
Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Bragg Financial Advisors INC
August 2020 - Present · 5 yrs 7 mos
Previous Registrations
Vanguard Advisers, INC.
November 2017 - March 2020 · 2 yrs 4 mos
Vanguard Marketing CorporationBroker
November 2017 - March 2020 · 2 yrs 4 mos
Advice and Planning Services
August 2013 - October 2017 · 4 yrs 2 mos
Tiaa-Cref Individual & Institutional Services, LLCBroker
August 2013 - October 2017 · 4 yrs 2 mos
UBS Financial Services INC.
January 2003 - July 2013 · 10 yrs 6 mos
UBS Financial Services INC.Broker
December 2002 - July 2013 · 10 yrs 7 mos
State Registrations1 state
NC
Advisor
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.