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CFP

Veronica Rubio

Cerity Partners LLC
21 Years of Experience
San Francisco, CA
View SEC Summary
View SEC Summary

Veronica Rubio is a CFP-designated registered investment advisor at Cerity Partners LLC, based in San Francisco, CA, with 21 years of industry experience. Veronica operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Charitable Giving, Corporate Executives, Divorce Planning, and 8 more. Their firm serves 26,230 clients with $160B in assets under management.

Cerity Partners LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
740 advisors
Number of Clients
26,230 clients
Average Client Portfolio
$6.2M average
Assets Under Management
$161.7B

Fee Structure

Planning is included in investment management
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any1.50%

Fees are negotiable based on the size and complexity of the relationship, and generally do not exceed 1.50% per year. Minimum annual fees may apply to smaller accounts.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
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Location

345 California Street, Suite 1100, San Francisco, CA, 94104

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Cerity Partners LLC
November 2022 - Present · 3 yrs 11 mos
Previous Registrations
Mercer Global Advisors INC.
April 2021 - October 2022 · 1 yr 6 mos
Charles Schwab & CO., INC.Broker
September 2013 - March 2021 · 7 yrs 6 mos
Charles Schwab & CO., INC.
September 2013 - March 2021 · 7 yrs 6 mos
J.P. Morgan Securities LLCBroker
October 2012 - August 2013 · 10 mos
J.P. Morgan Securities LLC
October 2012 - August 2013 · 10 mos
Chase Investment Services CORP.
August 2012 - October 2012 · 2 mos
Chase Investment Services CORP.Broker
August 2012 - October 2012 · 2 mos
Strategic Advisers, INC.
September 2010 - July 2012 · 1 yr 10 mos
Fidelity Brokerage Services LLCBroker
July 2010 - July 2012 · 2 yrs
Hsbc Securities (USA) INC.Broker
March 2010 - July 2010 · 4 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
October 2009 - March 2010 · 5 mos
Banc of America Investment Services, INC.Broker
May 2005 - October 2009 · 4 yrs 5 mos
Wells Fargo Investments, LLCBroker
September 2004 - January 2005 · 4 mos
Banc of America Investment Services, INC.Broker
March 2004 - July 2004 · 4 mos
State Registrations1 state
CA
Advisor

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Exams
No exam information available for this advisor.
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