WI
WI
Warren Rogers
18 Years of Experience
Brentwood, TN
1 DisclosureBroker
Warren Rogers is a registered investment advisor at Cetera Investment Advisers LLC, based in Brentwood, TN, with 18 years of industry experience. Warren operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10345 advisors
IM Fee
Planning only
Assets Under Management
$163.8B
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Location
1729 Mallory Ln, Brentwood, TN, 37027
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Regulatory History (1)
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Customer Dispute
October 2022Settled
Employment History
Current Registrations
Cetera Investment Advisers LLC
November 2020 - Present · 5 yrs 8 mos
Cetera Investment Services LLCBroker
November 2020 - Present · 5 yrs 8 mos
Previous Registrations
Fifth Third Securities, INC.
March 2019 - October 2020 · 1 yr 7 mos
Fifth Third Securities, INC.Broker
March 2019 - October 2020 · 1 yr 7 mos
Suntrust Advisory Services, INC.
November 2016 - March 2019 · 2 yrs 4 mos
Suntrust Investment Services, INC.Broker
August 2015 - March 2019 · 3 yrs 7 mos
Fifth Third Securities, INC.Broker
March 2015 - August 2015 · 5 mos
J.P. Morgan Securities LLCBroker
October 2012 - March 2015 · 2 yrs 5 mos
Chase Investment Services CORP.Broker
February 2010 - October 2012 · 2 yrs 8 mos
Metlife Securities INC.Broker
February 2008 - February 2010 · 2 yrs
Morgan Stanley
August 2003 - November 2003 · 3 mos
Morgan Stanley Dw INC.Broker
July 2003 - November 2003 · 4 mos
H&r Block Financial Advisors, INC.Broker
July 2003 - July 2003 · 0 mos
Amerest Securities, INC.Broker
May 2003 - May 2003 · 0 mos
Gunnallen Financial, INCBroker
January 2003 - May 2003 · 4 mos
State Registrations15 states
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AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.