JS
JS

Jeremy Smith

21 Years of Experience
Brentwood, TN
1 DisclosureBrokerSells Insurance

Jeremy Smith is a registered investment advisor, based in Brentwood, TN, with 21 years of industry experience.

Location

750 Old Hickory Blvd, St 2-210, Brentwood, TN, 37027

Get directions

History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
January 2016
Denied
Other Business ActivitiesSells Insurance

Jeremy works as an agent/broker selling fixed insurance products through Shoemaker Financial Fixed Insurance. This investment-related activity takes a few hours per week.

Employment History
Current Registrations
Cetera Investment Advisers LLC
August 2023 - Present · 2 yrs 9 mos
Cetera Wealth Services, LLCBroker
August 2023 - Present · 2 yrs 9 mos
Previous Registrations
Securian Financial Services, INC.
April 2006 - August 2023 · 17 yrs 4 mos
Securian Financial Services, INC.Broker
February 2005 - August 2023 · 18 yrs 6 mos
State Registrations20 states
ALAZCAFLGAILKYLAMAMDMIMOMSNCNMOHSCTNTXWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.