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Jeremy Smith
21 Years of Experience
Brentwood, TN
1 DisclosureBrokerSells Insurance
Jeremy Smith is a registered investment advisor at Cetera Investment Advisers LLC, based in Brentwood, TN, with 21 years of industry experience. Jeremy is also registered as a broker, so some compensation may come from commissions on products sold. Their firm serves 813,961 clients with $260B in assets under management.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10471 advisors
IM Fee
Planning only
Assets Under Management
$256.8B
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Location
750 Old Hickory Blvd, St 2-210, Brentwood, TN, 37027
Get directionsHistory
Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
January 2016Denied
Other Business ActivitiesSells Insurance
Jeremy works as an agent/broker selling fixed insurance products through Shoemaker Financial Fixed Insurance. This investment-related activity takes a few hours per week.
Employment History
Current Registrations
Cetera Investment Advisers LLC
August 2023 - Present · 3 yrs 2 mos
Cetera Wealth Services, LLCBroker
August 2023 - Present · 3 yrs 2 mos
Previous Registrations
Securian Financial Services, INC.
April 2006 - August 2023 · 17 yrs 4 mos
Securian Financial Services, INC.Broker
February 2005 - August 2023 · 18 yrs 6 mos
State Registrations22 states
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AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.
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