Judith Mindock is a registered investment advisor at Jmm Financial, LLC, based in Allentown, PA, with 22 years of industry experience. Judith operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 23 clients with $3.8M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $750K | 0.75% |
| $750K - $1.5M | 0.65% |
| $1.5M+ | 0.55% |
Fees are for Investment Management Accounts. Investment Monitor Accounts have a different fee schedule: First $750,000: 0.40%, Next $750,000: 0.30%, Balance: 0.20%. When multiple household client accounts are combined for calculation of fees, an additional $50.00 charge per account is applied annually. Fees can be negotiated when necessary.
Fee Estimator
Location
Allentown, PA
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Regulatory History (1)
Regulatory
June 2024Other Business Activities
Judith is an independent consultant for Longaberger, selling baskets and pottery through home and catalog shows since 1998. This takes minimal time and does not occur during trading hours.
Employment History
Current Registrations
Jmm Financial, LLC
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.