KH
KH

Kimberly Hughes

23 Years of Experience
Terre Haute, IN
1 DisclosureBroker

Kimberly Hughes is a registered investment advisor at Wells Fargo Advisors, based in Terre Haute, IN, with 23 years of industry experience. Their practice areas include Retirement Planning. Their firm serves 401,726 clients with $200B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
3710 advisors
IM Fee
Planning only
Assets Under Management
$197.4B

Fee Structure

Investment management only (planning not offered)

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

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Location

2901 Ohio Blvd, Ste 154, Terre Haute, IN, 47803

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
November 2010
Denied
Other Business Activities

Kimberly has a 33% ownership stake in Ohio Boulevard Partners, LLC since 2017. This investment-related activity takes nearly full-time hours.

Employment History
Current Registrations
Wells Fargo Advisors
March 2015 - Present · 11 yrs 2 mos
Wells Fargo Advisors Financial Network, LLCBroker
March 2015 - Present · 11 yrs 2 mos
Previous Registrations
Fifth Third Securities, INC.
September 2007 - March 2015 · 7 yrs 6 mos
Fifth Third Securities, INC.Broker
September 2007 - March 2015 · 7 yrs 6 mos
Legend Advisory CORP
July 2007 - July 2007 · 0 mos
Legend Equities CorporationBroker
April 2007 - July 2007 · 3 mos
Fifth Third Securities, INC.Broker
November 2002 - April 2007 · 4 yrs 5 mos
State Registrations15 states
FLGAILINKYMIMSNCNMNYOHORSDTXVA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Kimberly Hughes - Financial Advisor | TrueAdvisor