AG
AG
Antonio Gomes
23 Years of Experience
Sarasota, FL
5 DisclosuresSells Insurance
Antonio Gomes is a registered investment advisor at Advanced Wealth Management, based in Sarasota, FL, with 23 years of industry experience. Antonio operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 176 clients with $100M in assets under management.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
4 advisors
IM Fee
Planning only
Assets Under Management
$103.7M
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Location
1990 Main Street, Suite 750, Sarasota, FL, 34236
Get directionsHistory
Regulatory History (5)
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Regulatory
April 2012Final
Customer Dispute
June 2010Settled
Customer Dispute
February 2010Settled
Customer Dispute
May 2009Denied
Customer Dispute
March 2006Settled
Other Business ActivitiesSells Insurance
Antonio is the president of Advanced Wealth Management, LLC, where he provides clients with life insurance, fixed annuities, long-term care, and other insurance products. This activity takes about 10-20% of Antonio's time.
Employment History
Current Registrations
Advanced Wealth Management
August 2016 - Present · 9 yrs 9 mos
Previous Registrations
Investors Capital Advisory
January 2016 - September 2016 · 8 mos
Investors Capital CORP.Broker
December 2015 - September 2016 · 9 mos
Sagepoint Financial, INC.
July 2013 - January 2016 · 2 yrs 6 mos
Sagepoint Financial, INC.Broker
March 2013 - January 2016 · 2 yrs 10 mos
Asset & Financial Planning, LTD
July 2006 - April 2013 · 6 yrs 9 mos
Prime Capital Services, INC.Broker
June 2006 - April 2013 · 6 yrs 10 mos
Raymond James Financial Services
March 2005 - April 2006 · 1 yr 1 mo
Raymond James Financial Services, INC.Broker
February 2005 - April 2006 · 1 yr 2 mos
Lasalle St. Investment Advisors, L.L.C.
February 2004 - March 2005 · 1 yr 1 mo
Lasalle St Securities, L.L.C.Broker
January 2004 - February 2005 · 1 yr 1 mo
Moors & Cabot, INC.Broker
November 2002 - January 2004 · 1 yr 2 mos
State Registrations1 state
FL
Advisor
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.