Richard Zivi is a registered investment advisor at Nbz Investment Advisors, LLC, based in Knoxville, TN, with 22 years of industry experience. Richard operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, High Net Worth, Investment Management, Retirement Planning, and 1 more. Their firm serves 196 clients with $370M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $500K | 0.75% |
| $500K - $3.0M | 0.50% |
| $3M+ | 0.50% |
Fees are negotiable for balances above $3 million.
Fee Estimator
Location
6322 Deane Hill Drive, Knoxville, TN, 37919
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Richard is a partner at Novinger, Ball & Zivi, PC, an accounting firm, since 1994. As a practicing CPA, his activities are not investment-related and the time commitment varies.
Employment History
Current Registrations
Nbz Investment Advisors, LLC
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.