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Robert Boswell

Esi Financial Advisors
23 Years of Experience
Media, PA
1 DisclosureBrokerSells Insurance
View SEC Summary
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Robert Boswell is a registered investment advisor at Esi Financial Advisors, based in Media, PA, with 23 years of industry experience. Robert is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Annuities, Charitable Giving, Education Planning, Estate Planning, and 6 more. Their firm serves 12,379 clients with $2.8B in assets under management.

Esi Financial Advisors
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
534 advisors
Number of Clients
12,379 clients
Average Client Portfolio
$224K average
Assets Under Management
$2.8B

Fee Structure

Minimum Investment:$10K
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Tiered)
Portfolio ValueAnnual Fee
Up to $1.0M1.00%
$1.0M - $2.5M0.75%
$2.5M - $5.0M0.60%
$5.0M - $10.0M0.50%
$10M+0.35%

Rates reflect the primary schedule used in programs like American Funds and Schwab Retirement Advisor Services. Other programs have different maximum fees (AssetMark up to 1.50%, Saratoga up to 2.00%, SEI up to 1.75% plus 0.05% administrative fee). Actual fees are negotiable.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

Rosetree Building 2, 1400 N Providence Rd, Suite 3007, Media, PA, 19063

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
March 2021
Denied
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

Robert is the President/Owner of Robert N. Boswell, Inc., an S corp established for banking and record keeping purposes, dedicating minimal time. He is also an insurance agent with Evolution Financial Group (since 2018, about half his time) and a partner/insurance agent with Azenith Financial Group (since 2023, full-time).

Employment History
Current Registrations
Esi Financial Advisors
January 2004 - Present · 22 yrs 9 mos
Equity Services, INC.Broker
November 2002 - Present · 23 yrs 11 mos
State Registrations10 states
AZCODEFLGAMDNCNJPASC
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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