Douglas Filipovits
Douglas Filipovits is a CFP-designated registered investment advisor at Cetera Investment Advisers LLC, based in Overland Park, KS, with 23 years of industry experience. Douglas operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Location
Overland Park, KS
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Regulatory History (2)
Customer Dispute
September 2021Customer Dispute
May 2016Other Business ActivitiesSells Insurance
Douglas sells fixed insurance products, including life, health, annuities, and long-term care, dedicating a few hours per week. He is also a partner and financial advisor at Collective Wealth Management LLC, spending about a quarter of his time there, and co-owns a tax and accounting business, spending a few hours per week there. Douglas also coaches middle school football for a few hours per week.
Employment History
Current Registrations
Cetera Investment Advisers LLC
Cetera Advisors LLC
Cetera Advisors LLCBroker
Previous Registrations
Cetera Advisors LLC
Berthel Fisher & Company Financial Services, INC.
Berthel, Fisher & Company Financial Services, INC.Broker
Grant Williams L.P.Broker
Hsbc Securities (USA) INC.
Hsbc Securities (USA) INC.Broker
Chase Investment Services CORP.
Chase Investment Services CORP.Broker
Murjen Financial, INC.Broker
State Registrations13 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.