ST
CFP
ST
CFP

Sean Tucker

28 Years of Experience
Overland Park, KS
BrokerSells Insurance

Sean Tucker is a CFP-designated registered investment advisor at Cetera Investment Advisers LLC, based in Overland Park, KS, with 28 years of industry experience. Sean operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10345 advisors
IM Fee
Planning only
Assets Under Management
$163.8B
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Location

10955 LOWELL AVE STE 900, 910, 920, 100, and 200, Overland Park, KS, 66210

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Sean is a financial professional at Prosperity Advisors, LLC, and owns rental property. He also refers clients to a CPA through Prosperity Tax Center, LLC, and sells fixed insurance products, including life, health, disability, fixed annuities, and long-term care.

Employment History
Current Registrations
Cetera Investment Advisers LLC
March 2024 - Present · 2 yrs 2 mos
Cetera Advisors LLCBroker
February 2022 - Present · 4 yrs 3 mos
Previous Registrations
Cetera Advisors LLC
February 2022 - March 2024 · 2 yrs 1 mo
VALIC Financial Advisors, INC.Broker
January 2015 - February 2022 · 7 yrs 1 mo
VALIC Financial Advisors, INC.
January 2015 - February 2022 · 7 yrs 1 mo
Voya Financial Advisors, INC.Broker
January 2011 - December 2014 · 3 yrs 11 mos
Voya Financial Advisors, INC.
January 2011 - December 2014 · 3 yrs 11 mos
Ing Financial Advisers, LLC
August 2004 - January 2011 · 6 yrs 5 mos
Ing Financial Advisers, LLCBroker
January 2004 - January 2011 · 7 yrs
Ing Financial Advisers, LLC
January 2004 - August 2004 · 7 mos
Metlife Securities INC.
May 2003 - August 2003 · 3 mos
Metropolitan Life Insurance CompanyBroker
March 2003 - August 2003 · 5 mos
Metlife Securities INC.Broker
March 2003 - August 2003 · 5 mos
Washington Square Securities, INC.
October 2002 - March 2003 · 5 mos
Washington Square Securities, INC.Broker
May 2002 - March 2003 · 10 mos
American Express Financial Advisors, INC.
May 1999 - May 2002 · 3 yrs
American Express Financial Advisors INC.Broker
May 1998 - May 2002 · 4 yrs
Ids Life Insurance CompanyBroker
May 1998 - May 2002 · 4 yrs
Waddell & Reed, INC.Broker
May 1997 - May 1998 · 1 yr
State Registrations32 states
ALAZCACOFLGAIAIDILINKSKYLAMAMDMIMOMSMTNCNENVOHOKPASCTXUTVAVTWAWI
AdvisorBrokerBoth

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Exams
No exam information available for this advisor.