Troy Copeland
Troy Copeland is a registered investment advisor at Independent Financial Group, LLC, based in San Rafael, CA, with 23 years of industry experience. Troy is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Alternative Investments, Annuities, Business Owners, Charitable Giving, and 9 more. Their firm serves 26,635 clients with $13B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $250K | 2.00% |
| $250K - $500K | 2.00% |
| $500K - $1.0M | 2.00% |
| $1.0M - $2.0M | 2.00% |
| $2.0M - $5.0M | 2.00% |
| $5M+ | 2.00% |
Maximum advisor fee is shown; program fees (0.04% to 0.16%) and transaction charges may apply depending on the selected program. Fees are negotiable.
Fee Estimator
Location
1101 Fifth Ave., Suite 150, San Rafael, CA, 94901
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Troy is a California insurance agent offering various types of insurance products, dedicating minimal time to this activity. He also works full-time as an investment advisor representative with O'Donnell Financial Services, LLC, and spends minimal time as an independent contractor offering trust facilitator services.
Employment History
Current Registrations
Independent Financial Group, LLCBroker
O'donnell Financial Services, LLC
Previous Registrations
Securities America, INC.Broker
Securities America Advisors, INC.
Prudential Investment Management Services LLCBroker
Securities America Advisors, INC.
Securities America, INC.Broker
Diversified Investors Securities CORP.Broker
Linsco/private Ledger CORP.
Linsco/private Ledger CORP.Broker
Aig Financial Advisors, INC.Broker
The Householder Group, Estate & Retirement Specialists
Sunamerica Securities, INC.Broker
Royal Alliance Associates, INC.Broker
Foresters Equity Services, INC.Broker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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